Financial institutions operate under intense regulatory scrutiny. From anti-money laundering (AML) requirements to data protection mandates, compliance is both mission-critical and resource-intensive. Traditional approaches—manual reviews, siloed tools, and scattered spreadsheets—are no longer sustainable.
Enter CadenzaFlow: a workflow engine that enables financial organizations to automate compliance processes with transparency, auditability, and resilience.
The compliance challenge
- AML & KYC – Verifying customer identity and screening against sanctions lists.
- Reporting obligations – Regular submissions to regulators with strict deadlines.
- Risk management – Monitoring transactions for suspicious activity in real time.
- Audit trails – Documenting decisions and actions for regulators.
These processes are often long-running, complex, and involve multiple teams and systems.
How CadenzaFlow streamlines compliance
- Structured Orchestration
With BPMN, compliance workflows are explicitly modeled, ensuring consistency and reducing human error. - Automated Checks
Integration with sanctions databases, transaction monitoring systems, and document verification services ensures real-time compliance enforcement. - Human-in-the-Loop Approvals
For cases that require judgment (e.g., borderline risk scores), CadenzaFlow routes tasks to compliance officers with full context. - Auditability
Every step is logged, producing an immutable trail for regulators and internal audits. - Adaptability
When regulations change, processes can be updated quickly without rewriting code across systems.
Real-world example
A regional bank using CadenzaFlow can:
- Orchestrate a KYC process across multiple microservices.
- Automatically screen documents against sanctions lists.
- Route flagged cases to compliance officers with all relevant data.
- Generate an auditable compliance report at the end of each workflow.
Why it matters
In financial services, compliance is not just about avoiding fines — it’s about building trust. With CadenzaFlow, institutions gain a scalable, transparent compliance framework that adapts as regulations evolve.
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